Simple, Transparent Pricing — Designed for RIAs
Our pricing is based on firm size and the scope of your compliance operations—so you only pay for what you need.
Included in all plans
- Unlimited reviews within each task within plan limits
- Audit-ready reports and summaries
- Human-in-the-loop oversight features
- Data encryption and security compliance
- Dedicated client success support
Request a custom quote today and see how quickly Sophia can start saving your team's time
Frequently Asked Questions
Quick answers to common questions about SophiaIQ.
What is Sophia?
Sophia is your Agentic AI‑powered compliance co‑worker, purpose built for Registered Investment Advisers (RIAs) and Asset Managers. Acting as a true extension of your team, she takes on the time‑consuming, repetitive, and manual work that slows compliance teams down while following your internal processes. Her outputs are decision‑ready, enabling your team to spot risks faster, flag potential issues earlier, expand review coverage, and strengthen regulatory compliance. Every task comes with a full audit trail and is completed under human supervision, so you gain efficiency without losing control—freeing your experts to focus on the high‑value work that matters most.
How is Sophia different from other AI tools?
Sophia is designed specifically for investment compliance workflows, trained on regulatory realities, and built to operate with oversight and auditability.
Will Sophia replace my compliance team?
No. Sophia augments your team by automating repeatable tasks so your experts can focus on judgment‑driven reviews and higher‑value work.
Is Sophia compliant with SEC/FINRA regulations?
Yes. Sophia is built with controls, logging, and documentation to support regulatory requirements and exam readiness.
Does Sophia use my firm’s data for training or share my data with third parties?
No. Your data remains your own. We do not use client data to train public models and we follow strict data security practices.
How quickly can Sophia be implemented?
Most firms can get started in days. Timelines vary by scope and integrations, but we prioritize fast, practical deployments.