About — SophiaIQ

Empowering Compliance Professionals with AI You Can Trust

At Sophia, we believe compliance should be a strategic advantage, not just a regulatory requirement.

Our mission is simple: equip compliance officers at Registered Investment Advisors (RIAs) with intelligent, reliable tools that streamline workflows, surface critical insights, and reduce the burden of manual review - without ever compromising on accuracy or oversight.

Built by a team with decades of experience in investment management, compliance operations, and AI technology , Sophia is purpose-built for the challenges of today's regulatory environment. We understand that your role demands precision, transparency, and the ability to stand behind every decision you make.

That's why Sophia is designed for auditability, human oversight, and integration into your existing processes - so you stay in control while getting more done.

Our Values

We believe that compliance should accelerate business growth—not restrict it. Our mission is to help teams run highly effective, audit‑ready programs with clarity and control.

Trust First

We prioritize security, privacy, and control in every workflow.

Purpose‑Built

Designed specifically for financial services compliance.

Human‑in‑the‑Loop

Compliance experts review and approve every decision.

Continuous Learning

Improves with your feedback while maintaining strict controls.

Part of the Pre8Us Family

Sophia is developed in partnership with Pre8Us, a team focused on helping regulated firms run resilient, modern compliance programs.

We invest in thoughtful design and practical automation so your team can focus on judgment, not mechanics.